Surveillance Measure
What does it mean when a security is in BAN for Trade due to the breach of 95% of MWPL (i.e., 20% of Non-promoter holding)?
When a security is in BAN for Trade due to this reason, it means that trading in that security is restricted because it has breached certain regulatory limits.
What is the significance of Indicator 84?
Indicator 84 indicates that the security is scheduled to move out of derivatives, and no fresh far month contracts will be issued for it.
When is a company marked with Indicator 83?
A company is marked with Indicator 83 if it fails to pay the annual listing fee after six months from the issuance of the invoice.
What does Indicator 83 suggest?
Indicator 83 suggests that the company has failed to pay its annual listing fee.
When does Indicator 82 become effective?
Indicator 82 becomes effective from the date of the change in the trading system.
What does Indicator 82 signify?
Indicator 82 indicates that the company is in the BZ/SZ series due to non-compliance with SEBI SOP Circulars.
When is the information for Indicator 81 made available?
This information is provided within 30 days from the end of each quarter and can be found in the shareholding pattern.
What does Indicator 81 indicate?
Indicator 81 implies that the promoters or promoter group's shareholding is encumbered by at least 50% of the total capital.
How is the timeline for Indicator 80 determined?
For mainboard companies, the timeline is 65 days from the end of the Quarter/Year for which results are required to be disclosed. For SME companies, it's 65 days from the end of half-yearly/annual reporting.
What is the significance of Indicator 80?
Indicator 80 suggests that the company has been making losses for a significant period. For mainboard companies, this means at least the last 8 quarters, and for SME companies, it's the last 2 years on a consolidated basis.
How can I access these cautionary messages on the trading terminal?
These cautionary messages are typically displayed on the front end of the trading terminal as pop-up messages. Traders and investors will see them when they access information about a specific security.
What do these cautionary messages indicate?
These cautionary messages are represented by specific indicators (Short Codes) and provide information about various conditions related to a security. For example, they can indicate whether a company has been consistently loss-making, the level of ...
What is the purpose of these cautionary messages on the trading terminal?
These cautionary messages are meant to provide traders and investors with important information about certain securities. They highlight specific conditions or circumstances related to the respective securities that may be of interest to market ...
What is Periodic Call Auction?
The Securities and Exchange Board of India (SEBI) introduced the concept of Periodic Call Auction (PCA) with the aim of mitigating volatility in illiquid stocks. As per the National Stock Exchange (NSE), trading in illiquid stocks in the equity ...
Enhanced Surveillance Measure (ESM)
The Enhanced Surveillance Measure (ESM) is a regulatory framework implemented by the National Stock Exchange (NSE) in India. It aims to enhance monitoring and surveillance of listed companies to ensure investor protection and market integrity. The ...
Which companies are subject to the ESM as per the NSE Circular?
The NSE Circular on ESM applies to all listed companies on the National Stock Exchange. However, the specific applicability of ESM measures may vary based on the company's market capitalization, trading volumes, financial ratios, and other relevant ...
What is the purpose of the NSE Circular regarding ESM?
The NSE Circular regarding ESM outlines the guidelines and procedures for implementing the Enhanced Surveillance Measure. It provides information on the applicability of ESM to listed companies and the actions that may be taken by the exchange in ...
What is the Enhanced Surveillance Measure (ESM) in the context of the NSE Circular?
The Enhanced Surveillance Measure (ESM) is a regulatory framework implemented by the National Stock Exchange (NSE) in India. It aims to enhance monitoring and surveillance of listed companies to ensure investor protection and market integrity. To ...
What does surveillance Indicators mean?
In order to facilitate effective surveillance mechanism at the Member level, the Exchange has introduced the 'Surveillance Dashboard.' It aims to provide information about alerts on orders and trades which are abnormal in nature. For more information ...
Where can I find the list of unsolicited scripts?
You can visit the exchange website to view the list of unsolicited scrips: NSE: https://www.nseindia.com/regulations/unsolicitedmessages-report BSE: https://www.bseindia.com/attention_investors.aspx
What is unsolicited scripts?
A Unsolicited scrips refer to those stocks whose tips and recommendations are circulated by unauthorized entities via Whatsapp, Telegram, SMS,Calls, etc with an intent to encourage investors to trade in them. For more information click on the given ...
What are Trade to Trade or T2T stocks?
Exchanges move highly speculative stocks or those suspected of price manipulation to the Trade to Trade (T2T) segment. Intraday and BTST trades are not allowed in the T2T segment, as all buy and sell transactions will be compulsorily delivered. If a ...
What is GSM?
Graded Surveillance Measure is the term used for GSM. The securities and Exchange Board of India (SEBI) and Exchanges have been introducing enhanced surveillance measures to enhance market integrity and protect investors' interests. These measures ...
What is ASM?
Additional Surveillance Measure (ASM) is an initiative by the Securities Exchange Board of India (SEBI) and exchanges to enhance market integrity and safeguard investors' interests. There are certain criteria that are used to move stocks to the ASM ...