Surveillance Measure
What's the reason behind the Pop up notification indicating that the stock is included in the ESM surveillance list?
The pop-up notification indicating that a stock is included in the ESM (Enhanced Surveillance Measure) surveillance list is designed to ensure that investors are well-informed about the surveillance measures before they purchase a specific stock. ...
What does it mean when a security is in BAN for Trade due to the breach of 95% of MWPL (i.e., 20% of non-promoter holding)?
When a security is placed under a BAN for Trade due to breaching 95% of the Market Wide Position Limit (MWPL), it signifies that the trading activity in that security has surpassed the prescribed regulatory limits. Specifically, if 20% of ...
What is the significance of Indicator 84?
Indicator 84 indicates that the security is scheduled to move out of derivatives, and no fresh far month contracts will be issued for it.
When is a company marked with Indicator 83?
A company is marked with Indicator 83 if it fails to pay the annual listing fee after six months from the issuance of the invoice.
What does Indicator 83 suggest?
Indicator 83 suggests that the company has failed to pay its annual listing fee.
When does Indicator 82 become effective?
Indicator 82 becomes effective from the date of the change in the trading system.
What does Indicator 82 signify?
Indicator 82 indicates that the company is in the BZ/SZ series due to non-compliance with SEBI SOP Circulars.
When is the information for Indicator 81 made available?
This information is provided within 30 days from the end of each quarter and can be found in the shareholding pattern.
What does Indicator 81 indicate?
Indicator 81 implies that the promoters or promoter group's shareholding is encumbered by at least 50% of the total capital.
How is the timeline for Indicator 80 determined?
For mainboard companies, the timeline is 65 days from the end of the Quarter/Year for which results are required to be disclosed. For SME companies, it's 65 days from the end of half-yearly/annual reporting.
What is the significance of Indicator 80?
Indicator 80 suggests that the company has been making losses for a significant period. For mainboard companies, this means at least the last 8 quarters, and for SME companies, it's the last 2 years on a consolidated basis.
How can I access these cautionary messages on the trading terminal?
These cautionary messages are typically displayed on the front end of the trading terminal as pop-up messages. Traders and investors will see them when they access information about a specific security.
What do these cautionary messages indicate?
Within financial reporting, a cautionary message serves as a pointer to potential risks or uncertainties that might influence the accuracy or dependability of the disclosed data. It indicates investors, analysts, and stakeholders of factors affecting ...
What is the purpose of these cautionary messages on the trading terminal?
These warnings are for traders and investors. They give essential information about certain securities. They highlight specific conditions or circumstances related to them. These include securities that may interest market participants.
What is periodic call auction and why are some stocks traded in this way?
The Securities and Exchange Board of India (SEBI) introduced the Periodic Call Auction (PCA) concept to mitigate volatility in illiquid stocks. Typically, six call auction sessions are conducted each day, starting from 9:30 AM and lasting for one ...
Enhanced Surveillance Measure (ESM)
The Enhanced Surveillance Measure (ESM) is a regulatory framework implemented by the National Stock Exchange (NSE) in India. It aims to enhance monitoring and surveillance of listed companies to ensure investor protection and market integrity. The ...
What is the purpose of the NSE Circular regarding ESM?
The NSE Circular regarding Enhanced Surveillance Measures (ESM) serves several critical purposes in maintaining market integrity and protecting investors. Here’s a detailed overview: Purpose of the NSE Circular on ESM Guidelines for Enhanced ...
What is the Enhanced Surveillance Measure (ESM) in the context of the NSE Circular?
The Enhanced Surveillance Measure (ESM) is a regulatory framework introduced by the National Stock Exchange (NSE) in India. Its purpose is to strengthen the monitoring and surveillance of listed companies, with the ultimate goal of safeguarding ...
What does surveillance Indicators mean?
Surveillance Indicators provide information about alerts on orders and trades that are abnormal in nature. In order to facilitate effective surveillance mechanisms at the Member level, the Exchange has introduced the 'Surveillance Dashboard.' For ...
Where can I find the list of unsolicited scripts?
You can visit the exchange website to view the list of unsolicited scrips: NSE: https://www.nseindia.com/regulations/unsolicitedmessages-report BSE: https://www.bseindia.com/attention_investors.aspx
What are unsolicited scripts?
Unsolicited scripts refer to those stocks whose tips and recommendations are circulated by unauthorized entities via Whatsapp, Telegram, SMS, Calls, etc., intending to encourage investors to trade in them. For more information, click on the given ...
What are Trade to Trade or T2T stocks?
Trade to Trade (T2T) refers to segments where Exchanges move risky stocks. These stocks are highly speculative or suspected of price manipulation. In the T2T segment, day trading is not allowed. All buys and sells transactions must result in ...
What is GSM Graded surveillance measures)?
SEBI introduced the Graded Surveillance Measure (GSM) framework. It was made in collaboration with exchanges. The framework aims to boost market integrity and protect investors. You can track the list of stocks under GSM on the NSE and BSE websites. ...
What is ASM?
The Additional Surveillance Measure (ASM) is a collaborative effort between the Securities Exchange Board of India (SEBI) and stock exchanges to bolster market integrity and protect investors' interests. Specific criteria decide if stocks are in the ...