Type of Entity | Documents Required |
Individual | 1. PAN Card 2. Address Proof (Aadhaar Card preferred) 3. Bank Proof 4. Income Proof (For derivatives & currency segment) 5. Signature (on blank white paper) Note: If bank verification fails, bank proof is mandatory to submit. |
Corporate | 1. PAN, Address & Bank Proof in the name of corporate 2. Copy of the balance sheets for the last 2 financial years (to be submitted every year) 3. Copy of the latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/Whole time director/MD (to be submitted every year) 4. Photograph, POI, POA, PAN and DIN numbers of whole time directors/two directors in charge of day to day operations. 5. Photograph, POI, POA, PAN of individual promoters holding control - either directly or indirectly. 6. Copies of the Memorandum and Articles of Association and certificate of incorporation. 7. Copy of the Board Resolution for investment in securities market. 8. Authorized signatories list with specimen signatures. 9. POI and POA of the natural person as per declaration submitted for identification or beneficial owner. (Not applicable in case client or controlling owner is a listed company or is a majority owned subsidiary or listed company) |
Partnership Firm | 1. PAN, Address & Bank Proof in the name of Partnership Firm 2. Copy of the balance sheets for the last 2 financial years (to be submitted every year) 3. Certificate of registration (for registered partnership firms only) 4. Copy of partnership deed 5. Authorized signatories list with specimen signatures. 6. Photograph, POI, POA, PAN of partners. 7. POI and POA of the natural person as per declaration submitted for identification or beneficial owner. |
Trust | 1. PAN, Address & Bank Proof in the name of Trust 2. Copy of the balance sheets for the last 2 financial years (to be submitted every year) 3. Certificate of registration (for registered trust only) 4. Copy of Trust deed. 5. List of trustees certified by managing trustees/CA. 6. POI and POA of the natural person as per declaration submitted for identification of beneficial owner. 7. Photograph, POI, POA, PAN of Trustees. 8. Authorized signatories list with specimen signatures |
HUF | 1. PAN of HUF 2. Deed of declaration of HUF/List of corporates 3. Bank passbook/bank statement in the name of HUF 4. Photograph, Proof of Address & PAN of Karta 5. HUF stamp required wherever signature is done |
LLP | 1. PAN Card details of LLP 2. Registration Certificate granted by the Registrar to the LLP under the LLP Act 2008 3. Declaration on the letterhead of the LLP signed by all the designated partners clearly stating that the within named persons, who are designated partners of the LLP have been nominated as authorized signatories to open and operate the said demat account on behalf of the LLP. 4. The declaration shall specify the manner in which the account will be operated, that is jointly or severally and shall give details of the names, addresses and DPIN (Designated Partner Identification Number allotted by the Registrar for each designated partner/DIN (Directors Identification Number along with their signatures and photographs. 5. The bank details in the name of the LLP, as sole/first holder in the bank account. 6. Address proof of LLP 7. PAN card & address proof of the authorized signatories. |